Scope of services

Specialist advisory across the regulatory lifecycle.

AML/CFT advisory

• AML/CFT frameworks and compliance manuals
• Internal controls and customer due diligence frameworks
• Enhanced due diligence procedures
• Sanctions screening and PEP procedures
• Suspicious transaction reporting and record-keeping policies

Corporate governance advisory

• Board governance frameworks and governance charters
• Committee terms of reference and compliance committee structures
• Risk appetite statements and delegation of authority frameworks
• Ethical governance policies

Enterprise risk management

• Enterprise risk management frameworks
• Operational, strategic, and compliance risk registers
• Business continuity and crisis management plans

CompliSey goes beyond traditional consultancy by gathering, analysing, and distributing regulatory intelligence so clients can identify emerging compliance risks proactively. This functions as a dedicated compliance intelligence capability for your organisation.

Regulatory intelligence reports

Periodic intelligence on new legislation, draft bills, consultation papers, guidelines, supervisory notices, and enforcement actions. Each report covers what changed, why it matters, potential impact, recommended actions, and compliance deadlines.

AML intelligence reports

Coverage includes emerging money-laundering typologies, predicate crime trends, trade-based money laundering, virtual asset risks, cross-border financial crime, proliferation financing, beneficial ownership abuse, environmental crime, corruption, and terrorist financing trends. Reports include an executive summary, threat assessment, risk rating, regulatory expectations, and recommended controls.

Sanctions intelligence

Regular updates on UN, OFAC, UK, and EU sanctions, high-risk jurisdictions, sectoral restrictions, and ownership rules—with alerts when significant changes occur.

PEP intelligence service

The CompliSey Seychelles PEP Register provides maintained intelligence on politically exposed persons and related parties where available—including domestic and foreign PEPs, international organisation PEPs, former PEPs, and close associates where identified—with appointment and removal history, risk classification, and cited sources in published updates. Subscribers receive change notifications, search access, and periodic intelligence summaries.

Adverse media intelligence

Monitoring of court judgments, fraud cases, financial crime, regulatory proceedings, corporate insolvencies, corruption cases, public procurement issues, and media investigations—to strengthen enhanced due diligence.

The CompliSey Academy delivers practical, regulator-focused training for financial services professionals through classroom sessions, virtual workshops, executive masterclasses, industry seminars, board workshops, in-house programmes, and annual certification pathways.

AML/CFT training

• Introduction to AML/CFT through advanced investigations
• Customer and enhanced due diligence, beneficial ownership, PEP identification
• Sanctions compliance, suspicious transaction reporting, and transaction monitoring
• AML auditing and role-specific programmes for directors, senior management, compliance officers, MLROs, and internal auditors

Non-bank financial services training

• Securities markets, investment services, mutual funds, and insurance regulation
• Corporate and trust services, capital markets, and virtual asset regulation
• Custody, financial advisory services, market conduct, and prudential supervision
• Programmes aligned with applicable Seychelles regulatory frameworks

Risk assessment training

• Enterprise and institutional risk assessments, AML business risk assessments
• Customer, product, and country risk methodologies; residual risk and scoring
• Control effectiveness, risk appetite frameworks—workshop-based case studies

Corporate governance & risk management training

• Board effectiveness, director duties, ethics, conflicts of interest, and risk oversight
• Operational, strategic, compliance, and cyber risk; business continuity and incident management
• Risk registers, key risk indicators, scenario analysis, and stress testing

Executive masterclasses

Specialist programmes on financial crime, compliance leadership, regulatory change, strategic governance, emerging technologies, artificial intelligence in compliance, compliance technology, SupTech, digital assets, and cross-border compliance.

Customised corporate training

Programmes tailored to your industry, risk profile, business model, regulatory obligations, internal policies, and prior inspection findings.

Technology-enabled compliance deployed and supported on your infrastructure, including:

• Customer onboarding and customer risk profiling
• Sanctions and PEP screening
• Risk assessments, compliance monitoring, and audit trails
• Compliance and board reporting, workflow automation
• Regulatory intelligence integration and document management

Platform features · Request a quote · Trial enquiry

Evidence-based research and strategic briefings for regulated firms and corporate clients, including:

• Sector and thematic financial crime research
• Regulatory change briefings and business impact assessments
• Market and sector analysis to support board and compliance decision-making
• Benchmarking against common regulatory expectations and industry practice

Every engagement follows a structured lifecycle:

1. Assess — Understand the regulatory environment, governance structure, and risk profile through diagnostics and gap analyses.
2. Design — Develop practical frameworks, policies, controls, and implementation plans tailored to the organisation.
3. Build capability — Deliver training, mentoring, and executive workshops to embed knowledge and strengthen internal competence.
4. Enable — Support day-to-day compliance through CompliSey technology, intelligence products, and hands-on implementation support.
5. Monitor — Provide regulatory updates, PEP and sanctions intelligence, compliance reviews, and periodic health checks.
6. Improve — Refine controls using lessons from audits, inspections, incidents, and regulatory developments.